Regional Compliance Business Partner for Central America

hace 2 meses


Panama City WTW A tiempo completo

Are you passionate about inspiring ethical business decisions? Do you have experience in supporting a company to manage its conduct and deliver good client outcomes consistent with regulatory requirements? If so, we have an exciting opportunity to manage Central America & Caribbean compliance in WTW’s Office of the General Counsel (OGC).

The Role

As part of the International Compliance team, will oversee WTW’s compliance in Central America & Caribbean through: Overseeing, managing, and developing the overall compliance program, as it applies to Central America & Caribbean territories.  Identifying and assessing compliance and regulatory risks in all WTW segments and functions. Identifying and leading the response to regulatory developments. Creating and delivering the annual risk-based Compliance Plan for Central America & Caribbean, reflecting individual country and legal entity plans, where required. Providing oversight and challenge of business management’s assessment of governance and regulatory risk. Providing guidance and advice on business conduct and ethical standards, including the Code of Conduct, driving appropriate ‘tone from the top’. Investigating suspected, alleged or actual breaches of regulatory requirements or WTW Compliance policies and procedures and ensure that any established breach is appropriately resolved. Providing technical regulatory advice and support key stakeholders to understand their responsibilities and obligations under WTW policies and regulatory requirements. Monitoring business activities in line with the annual Compliance Plan and on an ad-hoc basis Escalating material issues, incidents, and breaches to Compliance leadership, business stakeholders and other functions (. Legal and Risk) as appropriate. Maintaining effective relationships with regulators and key stakeholders in the business.
 

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